| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2010-07-26 | 2011-12-21 |
| Rep | 就证券提供意见 | 2010-07-26 | 2011-12-21 | |
| Rep | 提供资产管理 | 2010-07-26 | 2011-12-21 | |
| Rep | 证券交易 | 2010-07-26 | 2011-12-21 | |
| SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | 证券交易 | 2007-06-25 | 2011-08-31 |
| Rep | 就期货合约提供意见 | 2006-07-21 | 2011-08-31 | |
| Rep | 就证券提供意见 | 2006-07-21 | 2011-08-31 | |
| Rep | 提供资产管理 | 2006-07-21 | 2011-08-31 |