| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 证券交易 | 2007-05-21 | - |
| Rep | 就证券提供意见 | 2003-04-01 | - | |
| Rep | 提供资产管理 | 2003-04-01 | - | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-06 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2003-04-01 | - |
| Rep | 提供资产管理 | 2003-04-01 | - | |
| Rep | 证券交易 | 2003-04-01 | - | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-06 |