| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC LIFE (INTERNATIONAL) LIMITED | Rep | 就证券提供意见 | 2008-09-24 | 2011-12-31 |
| Rep | 就证券提供意见 | 2005-11-16 | 2006-10-12 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-06-14 | 2005-10-11 |
| Rep | 杠杆式外汇交易 | 2005-03-22 | 2005-10-11 | |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-06-14 | 2005-02-04 |