| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2021-11-05 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2019-10-08 | 2021-07-27 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2019-10-08 | 2021-07-27 |
| Rep | 证券交易 | 2019-10-08 | 2021-07-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2014-06-10 | 2019-06-26 |
| Rep | 就证券提供意见 | 2014-06-10 | 2019-06-26 | |
| Rep | 提供自动化交易服务 | 2014-06-10 | 2019-06-26 | |
| Rep | 期货合约交易 | 2014-06-10 | 2019-06-26 | |
| Rep | 证券交易 | 2014-06-10 | 2019-06-26 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-11-19 | 2014-03-05 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2007-05-25 | 2014-03-05 |
| BLOOMBERG TRADEBOOK HONG KONG LIMITED | RO | 提供自动化交易服务 | 2003-04-01 | 2003-10-01 |
| RO | 就机构融资提供意见 | 2003-04-01 | 2003-10-03 | |
| RO | 就证券提供意见 | 2003-04-01 | 2003-10-03 | |
| RO | 提供资产管理 | 2003-04-01 | 2003-10-03 | |
| RO | 证券交易 | 2003-04-01 | 2003-10-03 |
已采集记录中暂无金管局登记。