| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Micro Connect (H.K.) Investment Management Limited | Rep | 就证券提供意见 | 2026-07-23 | - |
| Rep | 提供资产管理 | 2026-07-23 | - | |
| Accumulus GBA Technology (Hongkong) Co., Limited | RO | 提供自动化交易服务 | 2024-12-18 | 2025-12-22 |
| RO | 证券交易 | 2024-12-18 | 2025-12-22 | |
| Ebang Digital Asset Management Limited | RO | 就证券提供意见 | 2022-09-13 | 2023-05-03 |
| RO | 提供资产管理 | 2022-09-13 | 2023-05-03 | |
| Monmonkey Group Asset Management Limited | Rep | 就证券提供意见 | 2021-06-02 | 2021-06-03 |
| Rep | 提供资产管理 | 2021-06-02 | 2021-06-03 | |
| UCAP Securities (HK) Limited | RO | 就证券提供意见 | 2020-08-05 | 2021-05-03 |
| RO | 提供资产管理 | 2020-08-05 | 2021-05-03 | |
| RO | 证券交易 | 2020-08-05 | 2021-05-03 | |
| MAINLAND ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2019-09-03 | 2019-11-07 |
| RO | 提供资产管理 | 2019-09-03 | 2019-11-07 | |
| MAINLAND SECURITIES LIMITED | RO | 证券交易 | 2018-11-22 | 2019-11-07 |
| Rep | 证券交易 | 2018-10-11 | 2018-11-22 | |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | 就证券提供意见 | 2018-02-15 | 2018-09-30 |
| RO | 提供资产管理 | 2018-02-15 | 2018-09-30 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就证券提供意见 | 2017-05-18 | 2017-12-20 |
| RO | 提供资产管理 | 2017-05-18 | 2017-12-20 | |
| RO | 证券交易 | 2017-05-18 | 2017-12-20 | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | 就证券提供意见 | 2016-10-20 | 2016-12-31 |
| RO | 提供资产管理 | 2016-10-20 | 2016-12-31 | |
| RO | 证券交易 | 2016-10-20 | 2016-12-31 | |
| M SECURITIES LIMITED (HK) | RO | 证券交易 | 2015-09-16 | 2015-12-29 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2011-03-22 | 2015-06-06 |
| RO | 证券交易 | 2010-08-26 | 2015-06-06 | |
| Rep | 证券交易 | 2007-11-28 | 2010-08-26 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2007-07-24 | 2007-11-06 |
| Rep | 期货合约交易 | 2007-07-17 | 2007-11-06 | |
| Rep | 证券交易 | 2007-07-17 | 2007-11-06 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-03-07 | 2007-07-02 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-05-25 | 2007-07-02 |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-12-16 | 2006-03-13 |
已采集记录中暂无金管局登记。