| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2011-05-16 | 2015-03-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-09-15 | 2006-11-02 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2006-09-15 | 2006-11-02 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2003-07-29 | 2006-09-15 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | RO | 证券交易 | 2003-07-29 | 2006-09-15 |