| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2010-08-31 | 2021-04-09 |
| GIGA (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-11-16 | 2009-12-11 |
| Rep | 提供资产管理 | 2006-11-16 | 2009-12-11 | |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2005-11-17 | 2006-11-01 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-09-23 | 2004-12-13 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2004-09-23 | 2004-12-03 |