| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2008-09-04 | 2012-04-12 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-04-23 | 2008-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2004-03-11 | 2008-05-10 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-03-11 | 2008-05-10 |