| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2011-01-24 | 2015-07-27 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2010-02-18 | 2011-01-02 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-11-13 | 2011-01-02 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-11-13 | 2011-01-02 |