| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2007-07-10 | - |
| HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | 就证券提供意见 | 2006-08-03 | 2014-12-31 |
| Rep | 提供资产管理 | 2006-08-03 | 2014-12-31 | |
| EAST ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2004-10-20 | 2006-04-28 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-10-20 | 2006-04-28 |
已采集记录中暂无金管局登记。