Warhurst, Paul Simon Hong Kong SFC License Details (ID 83318)

Warhurst, Paul Simon Hong Kong SFC License Details (ID 83318)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Virtu ITG Hong Kong Limited	Rep	证券交易	2016-01-11	2017-04-28
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	证券交易	2014-06-03	2015-10-03
	Rep	提供自动化交易服务	2011-03-22	2013-06-15
	Rep	证券交易	2010-03-08	2013-06-15
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-11-26	2009-09-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2008-10-10	2009-09-03
	Rep	证券交易	2008-10-10	2009-09-03
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2007-09-04	2008-09-29
	Rep	证券交易	2007-09-04	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2007-09-04	2008-09-29