| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2021-10-04 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2021-10-04 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2021-09-08 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2021-09-08 | - |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2007-11-12 | 2021-06-19 |