| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RO | 就期货合约提供意见 | 2025-01-17 | - |
| RO | 就证券提供意见 | 2025-01-17 | - | |
| RO | 期货合约交易 | 2025-01-17 | - | |
| RO | 证券交易 | 2025-01-17 | - | |
| Rep | 提供资产管理 | 2024-10-07 | - | |
| Rep | 期货合约交易 | 2024-08-02 | 2025-01-17 | |
| Rep | 证券交易 | 2024-08-02 | 2025-01-17 | |
| MIB FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2018-11-20 | 2023-12-31 |
| RO | 期货合约交易 | 2018-11-20 | 2023-12-31 | |
| MIB SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2018-11-20 | 2023-12-31 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-08-13 | 2018-11-20 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-08-13 | 2018-11-20 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-08-06 | 2018-02-01 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-08-06 | 2018-02-01 |
| HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | 就证券提供意见 | 2008-08-08 | 2014-09-01 |
| RO | 提供资产管理 | 2008-08-08 | 2014-09-01 | |
| Rep | 提供资产管理 | 2006-09-07 | 2007-07-01 | |
| Rep | 就证券提供意见 | 2006-09-07 | 2008-08-08 |
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