| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2019-02-18 | 2019-12-20 |
| Rep | 证券交易 | 2018-11-30 | 2019-12-20 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2012-11-07 | 2018-05-28 |
| HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | 提供资产管理 | 2006-09-25 | 2007-07-01 |
| Rep | 就证券提供意见 | 2006-09-25 | 2012-02-16 |