| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-10-22 | 2020-12-31 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2019-10-22 | 2020-12-31 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-08-27 | 2017-11-04 |
| Rep | 证券交易 | 2010-01-18 | 2017-11-04 | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2009-11-02 | 2009-11-30 |
| VISION FINANCE (SECURITIES) LIMITED | Rep | 证券交易 | 2009-07-20 | 2009-08-18 |