| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | - |
| Rep | 就证券提供意见 | 2017-10-03 | 2025-05-06 | |
| Rep | 就证券提供意见 | 2013-09-30 | 2017-10-02 | |
| Rep | 证券交易 | 2013-08-20 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-08-20 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 提供资产管理 | 2011-09-12 | 2013-08-14 |
| Rep | 期货合约交易 | 2011-09-12 | 2013-08-14 | |
| Rep | 证券交易 | 2011-09-12 | 2013-08-14 | |
| Arta Asset Management Limited | Rep | 提供资产管理 | 2008-09-08 | 2011-09-08 |
| Rep | 证券交易 | 2008-09-08 | 2011-09-08 | |
| ENLIGHTEN FUTURES LIMITED | Rep | 期货合约交易 | 2007-10-03 | 2011-09-08 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2007-08-06 | 2011-09-08 |