| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2017-07-04 | 2018-02-09 |
| Rep | 证券交易 | 2017-07-04 | 2018-02-09 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-07-29 | 2017-06-30 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2016-07-29 | 2017-06-30 |
| Fosun International Securities Limited | Rep | 证券交易 | 2015-12-10 | 2016-06-17 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-04-07 | 2015-06-26 |
| Rep | 证券交易 | 2010-10-14 | 2015-06-26 |