| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-07-19 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2016-07-19 | - |
| Fosun International Securities Limited | Rep | 提供资产管理 | 2015-08-21 | 2016-06-17 |
| Rep | 证券交易 | 2015-07-28 | 2016-06-17 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-11-20 | 2015-07-03 |
| Rep | 证券交易 | 2009-11-20 | 2015-07-03 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-08-26 | 2009-11-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-04-01 | 2009-11-10 |