| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-02-15 | 2012-12-13 |
| Rep | 证券交易 | 2011-02-15 | 2012-12-13 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-08-26 | 2009-10-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-08-26 | 2009-10-16 |