Wong, Chun Lun 王俊麟 SFC Licences and HKMA Registrations (ID 83389)

Wong, Chun Lun 王俊麟 SFC Licences and HKMA Registrations (ID 83389)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Funderstone Asset Management (HK) Limited	Rep	提供资产管理	2025-09-30	-
Funderstone Futures Limited	Rep	提供资产管理	2025-09-30	-
Funderstone Securities Limited	Rep	提供资产管理	2025-09-30	-
Funderstone Futures Limited	RO	就期货合约提供意见	2025-01-09	-
	RO	期货合约交易	2025-01-09	-
Funderstone Securities Limited	RO	就证券提供意见	2025-01-09	-
	RO	证券交易	2025-01-09	-
Funderstone Futures Limited	Rep	就期货合约提供意见	2024-12-19	2025-01-09
	Rep	期货合约交易	2024-12-19	2025-01-09
Funderstone Securities Limited	Rep	就证券提供意见	2024-12-19	2025-01-09
	Rep	证券交易	2024-12-19	2025-01-09
Leading Securities Company Limited	Rep	证券交易	2023-09-06	2024-11-16
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	证券交易	2016-02-18	2023-04-14
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	期货合约交易	2009-07-15	2016-02-05
	Rep	证券交易	2009-07-15	2016-02-05
WING FUNG FINTECH LIMITED	Rep	杠杆式外汇交易	2009-02-04	2009-06-26
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2008-08-14	2009-06-26
WING FUNG SECURITIES LIMITED	Rep	证券交易	2008-08-14	2009-06-26
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2008-05-16	2008-07-24
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期货合约交易	2008-04-14	2008-07-24
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	期货合约交易	2007-12-27	2008-01-16

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。