| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就证券提供意见 | 2024-06-24 | - |
| Rep | 期货合约交易 | 2024-06-24 | - | |
| Rep | 证券交易 | 2024-06-24 | - | |
| VALUABLE CAPITAL LIMITED | Rep | 就证券提供意见 | 2019-03-26 | 2024-04-12 |
| Rep | 证券交易 | 2019-03-26 | 2024-04-12 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2013-05-20 | 2013-12-13 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 证券交易 | 2011-03-14 | 2013-05-08 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-09-01 | 2010-09-01 |