Hung, Cho Yan 洪祖恩 Hong Kong SFC License Details (ID 83400)

Hung, Cho Yan 洪祖恩 Hong Kong SFC License Details (ID 83400)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
One Elysium Asset Management Limited	RO	就证券提供意见	2025-07-28	-
	RO	提供资产管理	2025-07-28	-
RIME Capital Limited	RO	证券交易	2020-03-30	2020-09-30
SR Wealth Securities Limited	RO	证券交易	2016-08-25	2019-01-02
ARISTO SECURITIES LIMITED	RO	证券交易	2015-07-03	2016-06-01
CHINA FINANCE HOLDINGS LIMITED	RO	证券交易	2014-07-17	2014-10-31
Finet Securities Limited	RO	期货合约交易	2014-07-17	2014-10-31
	RO	证券交易	2014-07-17	2014-10-31
THOMAS GLOBAL FINANCIAL SERVICES LIMITED	RO	证券交易	2012-03-19	2014-06-30
Well Link Securities Limited	RO	证券交易	2012-01-11	2012-03-02
	RO	期货合约交易	2011-07-06	2012-03-02
	Rep	期货合约交易	2011-04-13	2011-07-06
	Rep	证券交易	2011-04-13	2012-01-11
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2008-03-18	2011-03-25
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2008-03-18	2011-03-25
Ark Securities (Hong Kong) Limited	Rep	证券交易	2007-06-18	2008-03-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-06-18	2008-03-01
EWARTON SECURITIES LIMITED	Rep	证券交易	2004-09-10	2006-09-28