| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2012-02-07 | - |
| Well Link Securities Limited | Rep | 证券交易 | 2009-10-06 | 2012-01-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-02 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-10 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-09-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-10 | |
| Rep | 证券交易 | 2003-04-01 | 2009-05-29 | |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-10 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-09-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-10 | |
| Rep | 证券交易 | 2003-04-01 | 2009-05-29 |