Personnel Hong Kong SFC License Details (ID 83418)

Personnel Hong Kong SFC License Details (ID 83418)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2021-01-11	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2021-01-11	-
CSC FUTURES (HK) LIMITED	Rep	期货合约交易	2013-05-13	2020-12-10
CSC SECURITIES (HK) LIMITED	Rep	证券交易	2013-05-13	2020-12-10
Open Securities Limited	Rep	期货合约交易	2012-01-26	2013-04-29
	Rep	证券交易	2012-01-26	2013-04-29
HUNG SING FUTURES LIMITED	Rep	期货合约交易	2004-06-25	2011-12-31
HUNG SING SECURITIES LIMITED	Rep	证券交易	2004-06-25	2011-12-31
RPS INVESTMENT LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-05-31
	Rep	就证券提供意见	2003-04-01	2004-05-31
	Rep	提供资产管理	2003-04-01	2004-05-31
	Rep	证券交易	2003-04-01	2004-05-31
SUN'S FUTURE LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-05-31
	Rep	提供资产管理	2003-04-01	2004-05-31
	Rep	期货合约交易	2003-04-01	2004-05-31