| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-10-11 | - |
| Rep | 证券交易 | 2023-10-11 | - | |
| Wealth Link Securities Limited | Rep | 证券交易 | 2023-04-25 | 2023-09-29 |
| RO | 证券交易 | 2023-03-03 | 2023-04-25 | |
| Rep | 就证券提供意见 | 2023-01-27 | 2023-09-29 | |
| Rep | 证券交易 | 2022-12-20 | 2023-03-03 | |
| GEO Securities Limited | Rep | 证券交易 | 2022-05-27 | 2022-12-16 |
| CVP Securities Limited | Rep | 证券交易 | 2022-04-25 | 2022-05-21 |
| RO | 期货合约交易 | 2021-12-21 | 2022-05-21 | |
| RO | 证券交易 | 2020-10-08 | 2022-04-25 | |
| Waymaker Asset Management Co. Limited | Rep | 就证券提供意见 | 2019-08-05 | 2020-04-18 |
| Rep | 提供资产管理 | 2019-08-05 | 2020-04-18 | |
| CVP Securities Limited | Rep | 证券交易 | 2017-03-31 | 2020-10-08 |
| Rep | 期货合约交易 | 2017-03-31 | 2021-12-21 | |
| CLC FUTURES LIMITED | Rep | 期货合约交易 | 2016-04-11 | 2017-03-20 |
| CLC SECURITIES LIMITED | Rep | 证券交易 | 2016-04-11 | 2017-03-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-09-17 | 2016-03-28 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-08-08 | 2016-03-28 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2014-07-08 | 2014-07-18 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2012-02-15 | 2014-05-31 |
| HUNG SING SECURITIES LIMITED | Rep | 证券交易 | 2009-11-27 | 2012-01-31 |
已采集记录中暂无金管局登记。