| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Senchi Morgan Capital Market Limited | RO | 证券交易 | 2017-04-13 | 2017-11-02 |
| Glory Sun Securities Limited | Rep | 证券交易 | 2013-10-24 | 2017-03-06 |
| RO | 证券交易 | 2009-06-23 | 2013-10-24 | |
| Rep | 就机构融资提供意见 | - | 2003-12-17 | |
| Rep | 就证券提供意见 | - | 2003-12-17 | |
| Rep | 提供资产管理 | - | 2003-12-17 | |
| Rep | 证券交易 | - | 2009-06-23 |