| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-01-28 |
| Rep | 证券交易 | 2013-06-25 | 2017-10-02 | |
| Glory Sun Securities Limited | Rep | 证券交易 | 2010-06-09 | 2013-06-25 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2009-08-03 | 2010-06-08 |
| STOCKWELL SECURITIES LIMITED | Rep | 提供自动化交易服务 | - | 2003-07-07 |
| Rep | 就机构融资提供意见 | - | 2004-05-13 | |
| Rep | 就证券提供意见 | - | 2004-05-13 | |
| Rep | 提供资产管理 | - | 2004-05-13 | |
| Rep | 证券交易 | - | 2009-07-31 |