| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Glory Sun Securities Limited | Rep | 证券交易 | 2011-02-08 | 2013-01-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2008-05-28 | 2008-10-17 |
| Rep | 证券交易 | 2008-05-28 | 2008-10-17 | |
| Sun Life Financial Asia Services Limited | Rep | 就证券提供意见 | 2006-03-28 | 2007-03-30 |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2005-08-18 | 2006-02-20 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2004-10-20 | 2004-11-20 |