| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-05-25 | - |
| KGI ASIA LIMITED | Rep | 证券交易 | 2023-05-03 | - |
| Success Securities Limited | Rep | 证券交易 | 2022-09-05 | 2023-04-24 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2022-05-31 |
| Rep | 证券交易 | 2013-06-25 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-06-25 | 2022-05-31 |
| Glory Sun Securities Limited | Rep | 期货合约交易 | 2012-11-05 | 2013-06-25 |
| Rep | 证券交易 | 2011-02-02 | 2013-06-25 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-12-09 | 2010-12-31 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-13 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-23 | |
| Rep | 证券交易 | 2003-04-01 | 2010-12-31 |
已采集记录中暂无金管局登记。