| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2025-10-31 | - |
| Hope Chain Asset Management Co., Limited | Rep | 就证券提供意见 | 2020-11-19 | 2020-11-27 |
| Golden Jade Capital Limited | RO | 就机构融资提供意见 | 2014-10-09 | 2015-02-13 |
| KB Securities Hong Kong Limited | RO | 提供资产管理 | 2012-02-10 | 2012-11-01 |
| RO | 就机构融资提供意见 | 2010-07-14 | 2012-11-01 | |
| RO | 就证券提供意见 | 2010-07-14 | 2012-11-01 | |
| RO | 证券交易 | 2010-07-14 | 2012-11-01 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2010-07-14 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2010-07-14 | |
| Rep | 证券交易 | 2003-04-01 | 2010-07-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2012-02-10 |