| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IBTS ASIA (HK) LIMITED | Rep | 证券交易 | 2011-07-12 | 2013-05-20 |
| XinKong International Securities Limited | Rep | 证券交易 | 2010-11-24 | 2011-07-09 |
| IBTS ASIA (HK) LIMITED | Rep | 证券交易 | 2007-10-03 | 2010-10-12 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2006-12-21 | 2007-09-29 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-11 |
| Rep | 就证券提供意见 | - | 2003-10-11 | |
| Rep | 提供资产管理 | - | 2003-10-11 | |
| Rep | 证券交易 | - | 2006-11-30 |