| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | 期货合约交易 | 2016-01-12 | 2020-12-04 |
| RO | 证券交易 | 2016-01-12 | 2020-12-04 | |
| Rep | 期货合约交易 | 2015-11-09 | 2016-01-12 | |
| Rep | 证券交易 | 2015-11-09 | 2016-01-12 | |
| ICAP Equities Asia Limited | RO | 证券交易 | 2011-07-12 | 2012-09-12 |
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 期货合约交易 | 2007-11-26 | 2014-07-24 |
| RO | 证券交易 | 2007-11-26 | 2014-07-24 | |
| Rep | 期货合约交易 | 2005-10-07 | 2007-11-26 | |
| Rep | 证券交易 | 2005-10-07 | 2007-11-26 |