| TULLETT PREBON (HONG KONG) LIMITED | RO | 期货合约交易 | 2016-08-16 | 2017-02-16 |
| RO | 提供自动化交易服务 | 2016-08-16 | 2017-02-21 |
| RO | 证券交易 | 2016-08-16 | 2017-02-21 |
| Rep | 期货合约交易 | 2015-11-25 | 2016-08-16 |
| Rep | 证券交易 | 2015-11-25 | 2016-08-16 |
| Marex HK Asia Limited | RO | 证券交易 | 2014-11-20 | 2015-10-14 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2012-11-23 | 2014-06-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2012-11-23 | 2014-06-28 |
| Rep | 证券交易 | 2012-11-23 | 2014-06-28 |
| ICAP Equities Asia Limited | Rep | 证券交易 | 2011-04-01 | 2012-10-24 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-11-26 | 2011-03-02 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-11-26 | 2009-07-31 |
| Rep | 期货合约交易 | 2008-11-26 | 2009-07-31 |
| Rep | 证券交易 | 2008-11-26 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-11-26 | 2011-03-02 |
| Rep | 证券交易 | 2008-11-26 | 2011-03-02 |