| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICAP Equities Asia Limited | Rep | 证券交易 | 2011-03-21 | 2012-04-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-10-13 | 2008-11-15 |
| Rep | 证券交易 | 2008-10-13 | 2008-11-15 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2007-10-03 | 2008-09-29 |
| Rep | 证券交易 | 2007-10-03 | 2008-09-29 |