| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | 提供资产管理 | 2024-06-03 | 2024-12-20 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2023-12-04 | 2024-04-19 |
| Rep | 证券交易 | 2023-12-04 | 2024-04-19 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2023-12-04 | 2024-04-19 |
| Rep | 证券交易 | 2023-12-04 | 2024-04-19 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2015-05-13 | 2023-10-29 |
| Rep | 证券交易 | 2015-05-13 | 2023-10-29 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2015-05-13 | 2023-10-29 |
| ICAP Equities Asia Limited | Rep | 证券交易 | 2011-02-16 | 2015-05-01 |