| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2024-11-13 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-10-21 | - |
| Rep | 证券交易 | 2024-10-21 | - | |
| ICBC (ASIA) SECURITIES LIMITED | RO | 就证券提供意见 | 2009-08-24 | 2019-11-18 |
| RO | 证券交易 | 2009-08-24 | 2019-11-18 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 证券交易 | 2006-09-11 | 2007-08-01 |
| Rep | 就证券提供意见 | 2006-01-10 | 2007-08-01 | |
| CAIIS Limited | Rep | 就证券提供意见 | 2005-06-06 | 2005-11-25 |
金管局记录暂时无法加载,请稍后重试。