| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2018-10-02 | - |
| RO | 证券交易 | 2018-10-02 | - | |
| RO | 就机构融资提供意见 | 2018-04-23 | - | |
| Rep | 就机构融资提供意见 | 2018-02-21 | 2018-04-23 | |
| Rep | 就证券提供意见 | 2018-02-21 | 2018-10-02 | |
| Rep | 证券交易 | 2018-02-21 | 2018-10-02 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就机构融资提供意见 | 2017-06-09 | 2018-02-12 |
| RO | 证券交易 | 2017-06-09 | 2018-02-12 | |
| Rep | 就机构融资提供意见 | 2017-04-03 | 2017-06-09 | |
| Rep | 证券交易 | 2017-04-03 | 2017-06-09 | |
| XinKong International Securities Limited | RO | 证券交易 | 2016-09-07 | 2017-03-27 |
| XinKong International Capital Limited | RO | 就机构融资提供意见 | 2016-06-10 | 2017-03-27 |
| RO | 证券交易 | 2016-06-10 | 2017-03-27 | |
| XinKong International Securities Limited | RO | 就机构融资提供意见 | 2015-11-10 | 2017-03-27 |
| Rep | 就机构融资提供意见 | 2015-09-09 | 2015-11-10 | |
| Rep | 证券交易 | 2015-09-09 | 2016-09-07 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2012-02-15 | 2015-08-24 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2008-05-27 | 2015-08-24 |
| RO | 证券交易 | 2008-05-27 | 2015-08-24 | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2007-09-25 | 2008-03-01 |
| Rep | 证券交易 | 2007-09-25 | 2008-03-01 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-05-29 | 2007-08-14 |
| Rep | 证券交易 | 2007-05-29 | 2007-08-14 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2007-05-03 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-30 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-30 | |
| Rep | 证券交易 | 2003-04-01 | 2007-05-03 |
已采集记录中暂无金管局登记。