| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Somerley Capital Limited | RO | 就机构融资提供意见 | 2022-08-12 | - |
| RO | 证券交易 | 2022-08-12 | - | |
| Rep | 就机构融资提供意见 | 2022-04-14 | 2022-08-12 | |
| Rep | 证券交易 | 2022-04-14 | 2022-08-12 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就机构融资提供意见 | 2021-02-24 | 2022-03-09 |
| RO | 证券交易 | 2021-02-24 | 2022-03-09 | |
| Rep | 就机构融资提供意见 | 2017-08-18 | 2021-02-24 | |
| Rep | 证券交易 | 2017-08-18 | 2021-02-24 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就机构融资提供意见 | 2013-12-05 | 2014-02-14 |
| Rep | 证券交易 | 2013-12-05 | 2014-02-14 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2013-07-19 | 2013-11-18 |
| Rep | 就证券提供意见 | 2013-07-19 | 2013-11-18 | |
| Rep | 证券交易 | 2013-07-19 | 2013-11-18 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2012-02-22 | 2013-04-12 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-05-04 | 2013-04-12 |
| Rep | 证券交易 | 2010-02-03 | 2013-04-12 | |
| Rep | 就机构融资提供意见 | 2009-08-03 | 2011-05-04 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2009-06-02 | 2009-07-09 |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就机构融资提供意见 | 2006-04-25 | 2009-04-01 |
| DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2005-08-25 | 2006-04-17 |
已采集记录中暂无金管局登记。