| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2012-02-15 | 2013-04-12 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2010-12-15 | 2013-04-12 |
| RO | 证券交易 | 2010-12-15 | 2013-04-12 | |
| Rep | 就机构融资提供意见 | 2010-05-24 | 2010-12-15 | |
| Rep | 证券交易 | 2010-05-24 | 2010-12-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2009-11-27 | 2010-05-01 |
| Rep | 就机构融资提供意见 | 2008-10-10 | 2010-05-01 | |
| Rep | 就证券提供意见 | 2008-10-10 | 2010-05-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-06-27 | 2008-09-29 |
| Rep | 就证券提供意见 | 2005-06-27 | 2008-09-29 |