| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2013-10-02 | 2014-06-26 |
| Rep | 证券交易 | 2013-10-02 | 2014-06-26 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2012-02-15 | 2012-07-13 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-08-15 | 2012-07-13 |
| RO | 证券交易 | 2011-08-15 | 2012-07-13 | |
| Rep | 就机构融资提供意见 | 2010-06-10 | 2011-08-15 | |
| Rep | 证券交易 | 2010-06-10 | 2011-08-15 |