| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 杠杆式外汇交易 | 2025-02-17 | - |
| RO | 提供自动化交易服务 | 2023-07-10 | - |
| RO | 提供资产管理 | 2017-11-16 | - |
| RO | 期货合约交易 | 2017-11-16 | - |
| RO | 就机构融资提供意见 | 2017-04-28 | - |
| RO | 就证券提供意见 | 2017-04-28 | - |
| RO | 证券交易 | 2017-04-28 | - |
| Rep | 就机构融资提供意见 | 2015-11-10 | 2017-04-28 |
| Rep | 就证券提供意见 | 2015-11-10 | 2017-04-28 |
| Rep | 证券交易 | 2015-11-10 | 2017-04-28 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2012-02-15 | 2015-10-02 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-08-08 | 2015-10-02 |
| RO | 证券交易 | 2011-08-08 | 2015-10-02 |
| Rep | 就机构融资提供意见 | 2010-07-06 | 2011-08-08 |
| Rep | 证券交易 | 2010-07-06 | 2011-08-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2009-11-02 | 2010-05-01 |
| Rep | 就证券提供意见 | 2009-11-02 | 2010-05-01 |
| Rep | 证券交易 | 2009-11-02 | 2010-05-01 |