| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2012-06-27 | 2013-12-21 |
| Rep | 证券交易 | 2012-06-27 | 2013-12-21 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2012-06-27 | 2013-12-21 |
| RO | 证券交易 | 2012-02-15 | 2012-06-27 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-12-20 | 2012-06-27 |
| RO | 证券交易 | 2011-12-20 | 2012-06-27 | |
| Rep | 就机构融资提供意见 | 2011-09-15 | 2011-12-20 | |
| Rep | 证券交易 | 2011-09-15 | 2011-12-20 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2003-08-05 | 2005-09-30 |
| Rep | 证券交易 | 2003-08-05 | 2005-09-30 |