| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2013-06-03 | 2014-07-17 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-07-13 | 2014-07-17 |
| Rep | 证券交易 | 2011-07-13 | 2014-07-17 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-05-24 | 2011-06-02 |
| Rep | 证券交易 | 2010-05-24 | 2011-06-02 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-05-24 | 2011-06-02 |