| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Aden Financial Group Limited | RO | 就证券提供意见 | 2026-09-04 | - |
| RO | 证券交易 | 2026-09-04 | - | |
| Rep | 提供自动化交易服务 | 2025-11-04 | - | |
| Rep | 证券交易 | 2025-07-25 | 2026-09-04 | |
| RO | 证券交易 | 2024-04-12 | 2025-07-25 | |
| Rep | 证券交易 | 2024-03-06 | 2024-04-12 | |
| Rep | 就证券提供意见 | 2024-03-06 | 2026-09-04 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2021-03-09 | 2022-08-01 |
| Rep | 证券交易 | 2021-02-24 | 2022-08-01 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2018-06-19 | 2020-12-31 |
| Rep | 证券交易 | 2018-06-19 | 2020-12-31 | |
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2014-08-11 | 2017-03-28 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2014-06-17 | 2014-07-03 |
| Rep | 就证券提供意见 | 2014-06-17 | 2014-07-03 | |
| Rep | 证券交易 | 2014-06-17 | 2014-07-03 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-02-19 | 2013-08-29 |
| Rep | 证券交易 | 2010-02-19 | 2013-08-29 |
已采集记录中暂无金管局登记。