| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2022-11-28 | 2026-05-02 |
| CMBC International Securities Limited | RO | 就证券提供意见 | 2018-12-13 | 2024-04-22 |
| RO | 证券交易 | 2018-12-13 | 2024-04-22 | |
| CMBC SECURITIES COMPANY LIMITED | RO | 证券交易 | 2017-10-10 | 2026-05-02 |
| Rep | 证券交易 | 2017-06-12 | 2017-10-10 | |
| Rep | 就证券提供意见 | 2017-06-12 | 2022-11-28 | |
| CMBC International Securities Limited | Rep | 就证券提供意见 | 2017-05-29 | 2017-06-12 |
| Rep | 证券交易 | 2017-05-29 | 2017-06-12 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-01-24 | 2015-03-31 |
| Rep | 证券交易 | 2011-01-24 | 2015-03-31 |