| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-02-16 | 2013-05-07 |
| Rep | 证券交易 | 2011-02-16 | 2013-05-07 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-10-12 | 2011-01-31 |
| EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES) | Rep | 证券交易 | 2009-07-17 | 2009-09-07 |