| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2025-11-07 | - |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就期货合约提供意见 | 2023-03-02 | 2025-12-17 |
| Rep | 就期货合约提供意见 | 2021-02-25 | 2023-03-02 | |
| RO | 就证券提供意见 | 2021-02-19 | - | |
| RO | 提供资产管理 | 2021-02-19 | - | |
| Rep | 就期货合约提供意见 | 2021-02-05 | 2021-02-19 | |
| Rep | 就证券提供意见 | 2020-11-23 | 2021-02-19 | |
| Rep | 提供资产管理 | 2020-11-23 | 2021-02-19 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-06-22 | 2012-09-14 |
| Rep | 提供资产管理 | 2012-06-22 | 2012-09-14 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-07-06 | 2012-06-07 |
| Rep | 证券交易 | 2010-07-06 | 2012-06-07 |