| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2015-07-27 | 2015-12-18 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2014-12-30 | 2015-12-18 |
| RO | 证券交易 | 2014-12-30 | 2015-12-18 | |
| Rep | 就机构融资提供意见 | 2014-09-19 | 2014-12-30 | |
| Rep | 证券交易 | 2014-09-19 | 2014-12-30 | |
| Rep | 就机构融资提供意见 | 2010-08-18 | 2013-07-30 | |
| Rep | 证券交易 | 2010-08-18 | 2013-07-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2009-12-21 | 2010-07-01 |
| Rep | 就机构融资提供意见 | 2008-10-22 | 2010-07-01 | |
| Rep | 就证券提供意见 | 2008-10-22 | 2010-07-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-08-28 | 2008-09-29 |
| Rep | 就证券提供意见 | 2008-08-28 | 2008-09-29 |