| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2026-03-24 | - |
| RO | 提供资产管理 | 2026-03-24 | - | |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | 期货合约交易 | 2026-03-24 | - |
| RO | 证券交易 | 2026-03-24 | - | |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2026-02-25 | 2026-03-24 |
| Rep | 提供资产管理 | 2026-02-25 | 2026-03-24 | |
| MODERN INNOVATIVE SECURITIES LIMITED | Rep | 证券交易 | 2026-02-25 | 2026-03-24 |
| LUPU (HONG KONG) LIMITED | RO | 就证券提供意见 | 2025-05-14 | 2026-01-04 |
| RO | 提供资产管理 | 2025-05-14 | 2026-01-04 | |
| RO | 证券交易 | 2025-01-13 | 2026-01-04 | |
| Victoria Harbour International Financial Holdings Limited | RO | 证券交易 | 2024-01-18 | 2024-12-02 |
| RO | 就证券提供意见 | 2024-01-18 | 2025-01-01 | |
| RO | 提供资产管理 | 2024-01-18 | 2025-01-01 | |
| Rep | 就证券提供意见 | 2024-01-03 | 2024-01-18 | |
| Rep | 提供资产管理 | 2024-01-03 | 2024-01-18 | |
| Rep | 证券交易 | 2024-01-03 | 2024-01-18 | |
| Raising International Securities Limited | RO | 就证券提供意见 | 2023-02-20 | 2023-10-13 |
| RO | 提供资产管理 | 2023-02-20 | 2023-10-13 | |
| RO | 证券交易 | 2023-02-20 | 2023-10-13 | |
| Invision Asset Management International Limited | RO | 就证券提供意见 | 2022-05-30 | 2023-01-17 |
| RO | 提供资产管理 | 2022-05-30 | 2023-01-17 | |
| RO | 证券交易 | 2022-05-30 | 2023-01-17 | |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2021-03-03 | 2021-10-31 |
| RO | 就证券提供意见 | 2021-01-26 | 2021-10-31 | |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | 期货合约交易 | 2020-11-26 | 2021-10-31 |
| RO | 证券交易 | 2020-11-26 | 2021-10-31 | |
| Rep | 证券交易 | 2020-09-11 | 2020-11-26 | |
| Marketsense Asset Management Limited | Rep | 提供资产管理 | 2019-09-24 | 2020-08-03 |
| Marketsense Securities Limited | RO | 就证券提供意见 | 2019-06-13 | 2020-08-03 |
| RO | 证券交易 | 2017-10-19 | 2020-08-03 | |
| PARTNERS CAPITAL SECURITIES LIMITED | RO | 证券交易 | 2016-07-27 | 2016-12-01 |
| Rep | 证券交易 | 2016-07-11 | 2016-07-27 | |
| ORIENT FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2015-09-04 | 2016-06-17 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2015-09-04 | 2016-06-17 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-07-24 | 2015-09-04 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-07-24 | 2015-09-04 |
| Future Growth Asset Management Limited | Rep | 就证券提供意见 | 2014-02-11 | 2015-06-01 |
| Rep | 提供资产管理 | 2014-02-11 | 2015-06-01 | |
| Future Growth Financial Services Limited | RO | 期货合约交易 | 2013-01-09 | 2015-06-01 |
| RO | 证券交易 | 2013-01-09 | 2015-06-01 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2012-12-10 | 2013-01-05 |
| RO | 证券交易 | 2012-07-30 | 2013-01-05 | |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2010-12-29 | 2012-04-12 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2010-12-29 | 2012-04-12 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-01-13 | 2010-12-29 |
| RO | 期货合约交易 | 2009-06-02 | 2009-12-02 | |
| Rep | 期货合约交易 | 2009-05-07 | 2009-06-02 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-04-06 | 2010-12-29 |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2006-05-03 | 2009-03-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2006-05-03 | 2009-03-01 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-06-03 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-06-03 | |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-03 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-03 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 证券交易 | 2003-04-01 | 2006-04-24 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-06-03 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 期货合约交易 | 2003-04-01 | 2006-04-24 | |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-21 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-03 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-03 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 证券交易 | 2003-04-01 | 2006-04-24 |
已采集记录中暂无金管局登记。