| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BillionsPower Partners Company Limited | RO | 就证券提供意见 | 2025-11-24 | - |
| RO | 提供资产管理 | 2025-11-24 | - | |
| Rep | 就证券提供意见 | 2025-11-04 | 2025-11-24 | |
| Rep | 提供资产管理 | 2025-11-04 | 2025-11-24 | |
| Planetree Futures Limited | RO | 期货合约交易 | 2024-09-20 | 2025-08-05 |
| Planetree Securities Limited | RO | 提供自动化交易服务 | 2024-09-20 | 2025-08-05 |
| RO | 证券交易 | 2024-09-20 | 2025-08-05 | |
| Rep | 提供自动化交易服务 | 2024-04-15 | 2024-09-20 | |
| Planetree Discount Lending Limited | RO | 提供证券保证金融资 | 2024-03-18 | 2025-08-05 |
| Planetree Asset Management Limited (HK) | Rep | 提供资产管理 | 2024-03-15 | 2025-08-05 |
| Planetree Research Limited | RO | 就期货合约提供意见 | 2023-09-27 | 2025-08-05 |
| RO | 就证券提供意见 | 2023-09-27 | 2025-08-05 | |
| Planetree Futures Limited | Rep | 期货合约交易 | 2021-09-01 | 2024-09-20 |
| Planetree Securities Limited | Rep | 证券交易 | 2021-09-01 | 2024-09-20 |
| TFI Asset Management Limited | RO | 就证券提供意见 | 2017-05-19 | 2020-09-30 |
| RO | 就期货合约提供意见 | 2016-09-28 | 2020-09-30 | |
| SDHG International Asset Management Limited | RO | 就期货合约提供意见 | 2015-08-25 | 2016-09-01 |
| Rep | 就期货合约提供意见 | 2015-07-29 | 2015-08-25 | |
| YUE XIU FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | 2014-01-06 | 2015-06-30 |
| RO | 期货合约交易 | 2014-01-06 | 2015-06-30 | |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 就期货合约提供意见 | 2013-12-02 | 2015-06-30 |
| RO | 期货合约交易 | 2013-12-02 | 2015-06-30 | |
| SHACOM FUTURES LIMITED | RO | 就期货合约提供意见 | 2012-11-26 | 2013-07-03 |
| RO | 期货合约交易 | 2012-11-26 | 2013-07-03 | |
| Rep | 就期货合约提供意见 | 2012-10-18 | 2012-11-26 | |
| Rep | 期货合约交易 | 2012-10-18 | 2012-11-26 | |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2009-05-06 | 2012-04-24 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2009-05-05 | 2012-04-24 |
| Rep | 证券交易 | 2009-03-16 | 2009-05-05 | |
| Tung Shing Futures (Brokers) Limited | RO | 期货合约交易 | 2009-02-02 | 2009-03-01 |
| Rep | 期货合约交易 | 2007-11-12 | 2009-02-02 | |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2007-11-12 | 2009-03-01 |
| BERICH BROKERAGE LIMITED | Rep | 证券交易 | 2005-11-17 | 2007-10-20 |
| RO | 证券交易 | 2004-11-10 | 2005-05-10 | |
| BERICH FUTURES (H.K.) COMPANY LIMITED | RO | 期货合约交易 | 2004-05-28 | 2007-10-20 |
| BERICH BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 证券交易 | 2003-04-01 | 2004-11-10 | |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-06 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-05-28 |
已采集记录中暂无金管局登记。